SEC Final Rules
Final rules currently available include:
2018 | 2017 |2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994-1962
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| 33-7424A | Jan. 24, 2018 | Amendments to Forms and Schedules to Remove Voluntary Provision of Social Security Numbers Effective Date: January 30, 2018 See also: Final Rule Rel. No. 33-7479 Federal Register version (83 FR 4138) |
| 33-10450 | Jan. 5, 2018 | Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only By Eligible Contract Participants Effective Date: January 16, 2018 File No: S7-09-14 See also: Proposed Rule Rel. No. 33-9643 Federal Register version (83 FR 2046) |
| IA-4839 | Jan. 5, 2018 | Exemptions from Investment Adviser Registration for Advisers to Small Business Investment Companies (Conformed to Federal Register version) Effective Date: March 12, 2018 File No: S7-05-17 See also: Proposed Rule Rel. No. IA-4697 Federal Register version (83 FR 1296) |