SEC Final Rules
Final rules currently available include:
2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994-1962
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| 33-10428 | Oct. 24, 2017 | Covered Securities Pursuant to Section 18 of the Securities Act of 1933 Effective Date: November 29, 2017 File No.: S7-06-17 See also: Proposed Rule Rel. No. 33-10390 Federal Register version (82 FR 50059) |
| 33-10413 | Sept. 13, 2017 | Adoption of Updated EDGAR Filer Manual (Conformed to Federal Register version) Effective Date: September 29, 2017 Other Release Nos.: 34-81592; 39-2518; IC-32818 Federal Register version (82 FR 45434) |
| 33-10385 | Jul. 6, 2017 | Adoption of Updated EDGAR Filer Manual Effective Date: July 28, 2017 Other Release Nos.: 34-81080; 39-2517; IC-32724 Federal Register version (82 FR 35062) |
| Second Quarter | ||
| No Final Rules were issued during the second quarter of 2017. | ||
| First Quarter | ||
| IA-4698 | May 4, 2017 | Technical Amendments to Form ADV and Form ADV-W Effective Date: July 1, 2017 Federal Register version (82 FR 21472) |
| 33-10332 | Mar. 31, 2017 | Inflation Adjustments and Other Technical Amendments under Titles I and III of the JOBS Act (Technical Amendments; Interpretation) Effective Date: April 12, 2017 Other Release No.: 34-80355 File No.: S7-09-16 Federal Register version (82 FR 17545) |
| 34-80295 | Mar. 22, 2017 | Amendment to Securities Transaction Settlement Cycle Effective Date: 60 days after publication in the Federal Register Compliance Date: September 5, 2017 File No.: S7-22-16 See also: Small Entity Compliance Guide; Proposed Rule Rel. No. 34-78962 Federal Register version (82 FR 15564) |
| 33-10324 | Mar. 13, 2017 | Adoption of Updated EDGAR Filer Manual Effective Date: March 9, 2017 Other Release Nos.: 34-80182; 39-2516; IC-32527 Federal Register version (82 FR 15993) |
| 33-10322 | Mar. 1, 2017 | Exhibit Hyperlinks and HTML Format Effective Date: September 1, 2017 Other Release No.: 34-80132 File No.: S7-19-16 See also: Small Entity Compliance Guide; Proposed Rule Rel. No. 33-10201 Federal Register version (82 FR 14130) |
| 33-10295 | Jan. 26, 2017 | Adoption of Updated EDGAR Filer Manual Effective Date: February 8, 2017 Other Release Nos.: 34-79878; 39-2514; IC-32452 Federal Register version (82 FR 9680) |
| 33-10276 | Jan. 6, 2017 | Adjustments to Civil Monetary Penalty Amounts Effective Date: January 18, 2017 Other Release Nos.: 34-79749; IA-4599; IC-32414 Federal Register version (82 FR 5367) |